Securities Dealers News

Asc Chases Dealers Over Late Returns

Tuesday April 1, 1997
Three Victorian securities dealers face heavy fines and possible jail sentences after failing to lodge annual returns with the Australian Securities Commission. The ASC has sought an order from the Melbourne Magistrates Court to force the dealers to lodge the documents required under the Corpora

Dealers Facing Fine, Jail Term

Tuesday April 1, 1997
Three Victorian securities dealers face heavy fines and a possible jail sentence after failing to lodge annual returns to the Australian Securities Commission. The ASC has sought an order from the Melbourne Magistrates Court to force the dealers to lodge the documents required under the Corporat

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