Securities Dealers News
Asc Chases Dealers Over Late Returns
Tuesday April 1, 1997
Three Victorian securities dealers face heavy fines and possible jail sentences after failing to lodge annual returns with the Australian Securities Commission. The ASC has sought an order from the Melbourne Magistrates Court to force the dealers to lodge the documents required under the CorporaDealers Facing Fine, Jail Term
Tuesday April 1, 1997
Three Victorian securities dealers face heavy fines and a possible jail sentence after failing to lodge annual returns to the Australian Securities Commission. The ASC has sought an order from the Melbourne Magistrates Court to force the dealers to lodge the documents required under the Corporat